Unclaimed Profile

Steven Raymond Shambora

ATHENA ADVISOR SERVICES, LLC·DES PLAINES, Illinois

SIE, Series 7, Series 31, Series 63, Series 6525 years registeredATHENA ADVISOR SERVICES, LLC

680 LEE STREET, DES PLAINES, IL 60016CRD# 2376072Firm CRD# 150960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Raymond Shambora · DES PLAINES, IL

Registration

CRD #2376072 · ATHENA ADVISOR SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ATHENA ADVISOR SERVICES, LLC

ATHENA ADVISOR SERVICES, LLC

Jan 2013 – Apr 2019

DES PLAINES, IL

LPL FINANCIAL LLC

Jan 2005 – Aug 2013

DES PLAINES, IL

LORD, ABBETT & CO. LLC

Nov 2000 – Dec 2004

JERSEY CITY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · November 9, 2000

Years registered · 25

Disclosure History

2015Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ATHENA ADVISOR SERVICES, LLC

CRD 150960 · SEC 801-77522

AUM

$45M

Regulatory assets under management

Employees

507 client accounts

Services offered by ATHENA ADVISOR SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ATHENA ADVISOR SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Raymond Shambora offer?

Steven Raymond Shambora specializes in Financial Planning, Investment Management.

What are Steven Raymond Shambora's credentials?

Steven Raymond Shambora is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Raymond Shambora located?

Steven Raymond Shambora is based in DES PLAINES, Illinois, last registered with ATHENA ADVISOR SERVICES, LLC.

How does Steven Raymond Shambora charge for services?

Steven Raymond Shambora's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ATHENA ADVISOR SERVICES, LLC?

ATHENA ADVISOR SERVICES, LLC has approximately 5 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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