Unclaimed Profile

Karen Joy Scott

COE CAPITAL MANAGEMENT, LLC·DEERFIELD, Illinois

Series 6, Series 7, Series 9, Series 10, Series 63, Series 65Clean record21 years registeredCOE CAPITAL MANAGEMENT, LLC

9 PARKWAY NORTH, DEERFIELD, IL 60015CRD# 3189062Firm CRD# 112447

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Joy Scott · DEERFIELD, IL

Registration

CRD #3189062 · COE CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COE CAPITAL MANAGEMENT, LLC

SCHECHTER INVESTMENT ADVISORS, LLC

Jan 2022 – Sep 2022

Highland Park, IL

COE CAPITAL MANAGEMENT, LLC

Mar 2005 – Oct 2021

DEERFIELD, IL

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · March 7, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COE CAPITAL MANAGEMENT, LLC

CRD 112447 · SEC 801-56483

AUM

$177M

Regulatory assets under management

Employees

195 client accounts

Services offered by COE CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Karen Joy Scott offer?

Karen Joy Scott specializes in Financial Planning, Investment Management, Wealth Management.

What are Karen Joy Scott's credentials?

Karen Joy Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Joy Scott located?

Karen Joy Scott is based in DEERFIELD, Illinois, last registered with COE CAPITAL MANAGEMENT, LLC.

How does Karen Joy Scott charge for services?

Karen Joy Scott's firm is compensated through percentage of aum, subscription fees, other: beneficial terms on private investments. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COE CAPITAL MANAGEMENT, LLC?

COE CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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