Unclaimed Profile

Edward Alan Horwitz

E. A. HORWITZ LLC·DEERFIELD, Illinois

SIE, Series 4, Series 7, Series 24, Series 27, Series 55, Series 57TO, Series 63, Series 65, Series 99TO20 years registeredE. A. HORWITZ LLC

1650 LAKE COOK RD., DEERFIELD, IL 60015CRD# 2154232Firm CRD# 165561

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edward Alan Horwitz · DEERFIELD, IL

Registration

CRD #2154232 · E. A. HORWITZ LLC · 20 years registered

Brand Profile

Not yet started

Career History

E. A. HORWITZ LLC

Nov 2012 – present

HORWITZ & ASSOCIATES, INC.

Jul 2006 – Mar 2013

RIVERWOODS, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · July 18, 2006

Years registered · 20

Disclosure History

2015Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

E. A. HORWITZ LLC

CRD 165561 · SEC 801-77366

AUM

$208M

Regulatory assets under management

Employees

404 client accounts

Services offered by E. A. HORWITZ LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at E. A. HORWITZ LLC →

Introduction

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Frequently Asked Questions

What services does Edward Alan Horwitz offer?

Edward Alan Horwitz specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DEERFIELD, Illinois for a consultation.

What are Edward Alan Horwitz's credentials?

Edward Alan Horwitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edward Alan Horwitz located?

Edward Alan Horwitz is based in DEERFIELD, Illinois, working with E. A. HORWITZ LLC. Their office serves clients in the DEERFIELD metropolitan area and surrounding communities.

How does Edward Alan Horwitz charge for services?

Edward Alan Horwitz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is E. A. HORWITZ LLC?

E. A. HORWITZ LLC has approximately 13 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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