Unclaimed Profile

Thomas Vernon Bruns

GENEVA ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 6, Series 7, Series 24, Series 26, Series 53, Series 63, Series 65Clean record21 years registeredGENEVA ADVISORS, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 1482564Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Vernon Bruns · CHICAGO, IL

Registration

CRD #1482564 · GENEVA ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GENEVA ADVISORS, LLC

GENEVA ADVISORS, LLC

Oct 2013 – Jul 2017

CHICAGO, IL

JOHN HANCOCK ADVISERS, LLC

Dec 2008 – Dec 2010

DOWNERS GROVE, IL

JOHN HANCOCK DISTRIBUTORS LLC

Nov 2004 – Dec 2006

DOWNERS GROVE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 53

Series 63

Series 65

Registration record

First registered · November 5, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Vernon Bruns offer?

Thomas Vernon Bruns specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Thomas Vernon Bruns's credentials?

Thomas Vernon Bruns is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Vernon Bruns located?

Thomas Vernon Bruns is based in CHICAGO, Illinois, last registered with GENEVA ADVISORS, LLC.

How does Thomas Vernon Bruns charge for services?

Thomas Vernon Bruns's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA ADVISORS, LLC?

GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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