Unclaimed Profile

Steven M Josephson

BANKERS LIFE ADVISORY SERVICES, INC.·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record24 years registeredBANKERS LIFE ADVISORY SERVICES, INC.

303 E. WACKER DRIVE, CHICAGO, IL 60601CRD# 2239540Firm CRD# 281285

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven M Josephson · CHICAGO, IL

Registration

CRD #2239540 · BANKERS LIFE ADVISORY SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

BANKERS LIFE ADVISORY SERVICES, INC.

Aug 2017 – present

M&I FINANCIAL ADVISORS, INC.

Mar 2012 – Aug 2012

MILWAUKEE, WI

BMO HARRIS FINANCIAL ADVISORS, INC

Dec 2005 – Aug 2017

MILWAUKEE, WI

HARRISDIRECT LLC

Apr 2002 – Dec 2005

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · April 18, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BANKERS LIFE ADVISORY SERVICES, INC.

CRD 281285 · SEC 801-106953

AUM

$1.5B

Regulatory assets under management

Employees

378

13,089 client accounts

Services offered by BANKERS LIFE ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BANKERS LIFE ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Steven M Josephson offer?

Steven M Josephson specializes in Financial Planning, Investment Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Steven M Josephson's credentials?

Steven M Josephson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven M Josephson located?

Steven M Josephson is based in CHICAGO, Illinois, working with BANKERS LIFE ADVISORY SERVICES, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Steven M Josephson charge for services?

Steven M Josephson's firm is compensated through percentage of aum, other: non-discretionary investment consulting services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BANKERS LIFE ADVISORY SERVICES, INC.?

BANKERS LIFE ADVISORY SERVICES, INC. has approximately 378 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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