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Roxanne Harris Frank

GRIZZLYROCK CAPITAL, LLC·CHICAGO, Illinois
Unclaimed Profile
191 N WACKER #1500, CHICAGO, IL 60606CRD# 4346257Firm CRD# 226650
01

About

Roxanne Harris Frank is a registered financial advisor based in CHICAGO, Illinois, affiliated with GRIZZLYROCK CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
GRIZZLYROCK CAPITAL, LLC
GRIZZLYROCK CAPITAL, LLC
AUM
$209M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at GRIZZLYROCK CAPITAL, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4346257
Firm CRD# 226650
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roxanne Harris Frank offer?
Roxanne Harris Frank specializes in Retirement Planning. Contact their office in CHICAGO, Illinois for a consultation.
What are Roxanne Harris Frank's credentials?
Roxanne Harris Frank is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roxanne Harris Frank located?
Roxanne Harris Frank is based in CHICAGO, Illinois, working with GRIZZLYROCK CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Roxanne Harris Frank charge for services?
Roxanne Harris Frank's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GRIZZLYROCK CAPITAL, LLC?
GRIZZLYROCK CAPITAL, LLC has approximately 4 employees and manages $209M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Illinois
OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)DOWNERS GROVE (83)
City Guides
OAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON GuideDOWNERS GROVE Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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