Unclaimed Profile

Roger Craig Smithberg

DAVID A. NOYES & COMPANY·CHICAGO, Illinois

SIE, Series 7, Series 22, Series 31, Series 63, Series 65CFPClean record26 years registeredDAVID A. NOYES & COMPANY

209 S. LASALLE STREET, CHICAGO, IL 60604-1203CRD# 2035554Firm CRD# 205

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Craig Smithberg · CHICAGO, IL

Registration

CRD #2035554 · DAVID A. NOYES & COMPANY · 26 years registered

Brand Profile

Not yet started

Career History

SANCTUARY ADVISORS, LLC

Aug 2015 – present

DAVID A. NOYES & COMPANY

Jul 2000 – Aug 2015

ELGIN, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 31

Series 63

Series 65

Registration record

First registered · July 12, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVID A. NOYES & COMPANY

CRD 205 · SEC 801-67588

AUM

$501M

Regulatory assets under management

Employees

103

1,606 client accounts

Services offered by DAVID A. NOYES & COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DAVID A. NOYES & COMPANY →

Introduction

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Frequently Asked Questions

What services does Roger Craig Smithberg offer?

Roger Craig Smithberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Roger Craig Smithberg's credentials?

Roger Craig Smithberg holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Roger Craig Smithberg located?

Roger Craig Smithberg is based in CHICAGO, Illinois, working with DAVID A. NOYES & COMPANY. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Roger Craig Smithberg charge for services?

Roger Craig Smithberg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVID A. NOYES & COMPANY?

DAVID A. NOYES & COMPANY has approximately 103 employees and manages $501M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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