Unclaimed Profile

Randolph C Hardy

CLUNE & ASSOCIATES, LTD.·CHICAGO, Illinois

Series 7, Series 24, Series 63Clean record22 years registeredCLUNE & ASSOCIATES, LTD.

980 N MICHIGAN AVENUE, CHICAGO, IL 60611CRD# 4736108Firm CRD# 104708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randolph C Hardy · CHICAGO, IL

Registration

CRD #4736108 · CLUNE & ASSOCIATES, LTD. · 22 years registered

Brand Profile

Not yet started

Career History

FACTOR WEALTH MANAGEMENT

Sep 2009 – present

LWI FINANCIAL INC.

Sep 2004 – Jul 2009

LOS ANGELES, CA

LORING WARD CAPITAL MANAGEMENT INC.

Jul 2004 – Sep 2004

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · July 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLUNE & ASSOCIATES, LTD.

CRD 104708 · SEC 801-34937

AUM

$583M

Regulatory assets under management

Employees

772 client accounts

Services offered by CLUNE & ASSOCIATES, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLUNE & ASSOCIATES, LTD. →

Introduction

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Frequently Asked Questions

What services does Randolph C Hardy offer?

Randolph C Hardy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Randolph C Hardy's credentials?

Randolph C Hardy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randolph C Hardy located?

Randolph C Hardy is based in CHICAGO, Illinois, working with CLUNE & ASSOCIATES, LTD.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Randolph C Hardy charge for services?

Randolph C Hardy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLUNE & ASSOCIATES, LTD.?

CLUNE & ASSOCIATES, LTD. has approximately 5 employees and manages $583M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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