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Ralph John Lipford

BOTTY INVESTORS LLC·CHICAGO, Illinois
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444 WEST LAKE STREET, CHICAGO, IL 60606CRD# 3190294Firm CRD# 151807
01

About

Ralph John Lipford is a registered financial advisor based in CHICAGO, Illinois, affiliated with BOTTY INVESTORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
BOTTY INVESTORS LLC
ARCHPOINT INVESTORS
AUM
$3.3B
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at BOTTY INVESTORS LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 3190294
Firm CRD# 151807
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ralph John Lipford offer?
Ralph John Lipford specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Ralph John Lipford's credentials?
Ralph John Lipford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ralph John Lipford located?
Ralph John Lipford is based in CHICAGO, Illinois, working with BOTTY INVESTORS LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Ralph John Lipford charge for services?
Ralph John Lipford's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BOTTY INVESTORS LLC?
BOTTY INVESTORS LLC has approximately 9 employees and manages $3.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Alex Michael Paul
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Research
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