Unclaimed Profile

Phillip John Hoeh

BROKERSXPRESS LLC·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 27, Series 55, Series 57TO, Series 63, Series 66, Series 99TO11 years registeredBROKERSXPRESS LLC

311 MONROE STREET, SUITE 1000, CHICAGO, IL 60606CRD# 2231877Firm CRD# 127081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip John Hoeh · CHICAGO, IL

Registration

CRD #2231877 · BROKERSXPRESS LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BROKERSXPRESS LLC

MONEYBLOCK

Sep 2014 – May 2020

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 27

Series 55

Series 57TO

Series 63

Series 66

Series 99TO

Registration record

First registered · September 17, 2014

Years registered · 11

Disclosure History

2013Regulatory·Final

2012Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BROKERSXPRESS LLC

CRD 127081 · SEC 801-66123

AUM

$829M

Regulatory assets under management

Employees

6,237 client accounts

Services offered by BROKERSXPRESS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BROKERSXPRESS LLC →

Introduction

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Frequently Asked Questions

What services does Phillip John Hoeh offer?

Phillip John Hoeh specializes in Financial Planning, Investment Management, Wealth Management.

What are Phillip John Hoeh's credentials?

Phillip John Hoeh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip John Hoeh located?

Phillip John Hoeh is based in CHICAGO, Illinois, last registered with BROKERSXPRESS LLC.

How does Phillip John Hoeh charge for services?

Phillip John Hoeh's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: operating fee for asset management platform. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROKERSXPRESS LLC?

BROKERSXPRESS LLC has approximately 51 employees and manages $829M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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