Unclaimed Profile

Noel Howard Sinclair

KINGSVIEW ASSET MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 30, Series 34, Series 63, Series 6518 years registeredKINGSVIEW ASSET MANAGEMENT, LLC

111 W. JACKSON BLVD, CHICAGO, IL 60604CRD# 1479648Firm CRD# 148107

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Noel Howard Sinclair · CHICAGO, IL

Registration

CRD #1479648 · KINGSVIEW ASSET MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KINGSVIEW ASSET MANAGEMENT, LLC

KINGSVIEW ASSET MANAGEMENT, LLC

Jan 2009 – Aug 2016

CHICAGO, IL

1ST DISCOUNT BROKERAGE, INC.

Aug 2007 – Jul 2008

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 30

Series 34

Series 63

Series 65

Registration record

First registered · August 29, 2007

Years registered · 18

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KINGSVIEW WEALTH MANAGEMENT, LLC

CRD 148107 · SEC 801-79198

AUM

$4.8B

Regulatory assets under management

Employees

190

18,332 client accounts

Services offered by KINGSVIEW WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at KINGSVIEW WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Noel Howard Sinclair offer?

Noel Howard Sinclair specializes in Financial Planning, Investment Management, Wealth Management.

What are Noel Howard Sinclair's credentials?

Noel Howard Sinclair is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Noel Howard Sinclair located?

Noel Howard Sinclair is based in CHICAGO, Illinois, last registered with KINGSVIEW ASSET MANAGEMENT, LLC.

How does Noel Howard Sinclair charge for services?

Noel Howard Sinclair's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KINGSVIEW ASSET MANAGEMENT, LLC?

KINGSVIEW ASSET MANAGEMENT, LLC has approximately 190 employees and manages $4.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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