Unclaimed Profile

Nicholas Steven Gergen

PREMIER ASSET MANAGEMENT LLC·CHICAGO, Illinois

SIE, Series 7, Series 63Clean record3 years registeredPREMIER ASSET MANAGEMENT LLC

4311 NORTH RAVENSWOOD AVE, CHICAGO, IL 60613CRD# 5651917Firm CRD# 115439

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Steven Gergen · CHICAGO, IL

Registration

CRD #5651917 · PREMIER ASSET MANAGEMENT LLC · 3 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PREMIER ASSET MANAGEMENT LLC

1834 INVESTMENT ADVISORS CO.

Mar 2023 – May 2026

St Louis Park, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · March 20, 2023

Years registered · 3

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PREMIER ASSET MANAGEMENT LLC

CRD 115439 · SEC 801-60559

Employees

Total firm employees

Services offered by PREMIER ASSET MANAGEMENT LLC

Per Form ADV

Other

View all advisors at PREMIER ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Steven Gergen offer?

Nicholas Steven Gergen is a registered financial advisor in CHICAGO, Illinois.

What are Nicholas Steven Gergen's credentials?

Nicholas Steven Gergen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Steven Gergen located?

Nicholas Steven Gergen is based in CHICAGO, Illinois, last registered with PREMIER ASSET MANAGEMENT LLC.

How does Nicholas Steven Gergen charge for services?

Nicholas Steven Gergen's firm is compensated through other: n/a. no advisory services and no assets under management.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PREMIER ASSET MANAGEMENT LLC?

PREMIER ASSET MANAGEMENT LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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Research

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