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Michael Mizushima Sullivan

SLATE ADVISORY SERVICE (US) LLC·CHICAGO, Illinois
Clean recordSLATE ADVISORY SERVICE (US) LLC
20 S. CLARK ST, CHICAGO, IL 60603CRD# 5901880Firm CRD# 310404

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Mizushima Sullivan · CHICAGO, IL
Registration
CRD #5901880 · SLATE ADVISORY SERVICE (US) LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael Mizushima Sullivan is a registered financial advisor based in CHICAGO, Illinois, affiliated with SLATE ADVISORY SERVICE (US) LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
SLATE ADVISORY SERVICE (US) LLC
SLATE ADVISORY SERVICE (US) LLC
AUM
$4.3B
Regulatory assets under management
Employees
143
Total firm employees
View all advisors at SLATE ADVISORY SERVICE (US) LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: SEE SCHEDULE D - MISCELLANEOUS
Regulatory
SEC/IARD CRD# 5901880
Firm CRD# 310404
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Mizushima Sullivan offer?
Michael Mizushima Sullivan specializes in Retirement Planning. Contact their office in CHICAGO, Illinois for a consultation.
What are Michael Mizushima Sullivan's credentials?
Michael Mizushima Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Mizushima Sullivan located?
Michael Mizushima Sullivan is based in CHICAGO, Illinois, working with SLATE ADVISORY SERVICE (US) LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Michael Mizushima Sullivan charge for services?
Michael Mizushima Sullivan's firm is compensated through percentage of aum, performance-based fees, other: see schedule d - miscellaneous. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SLATE ADVISORY SERVICE (US) LLC?
SLATE ADVISORY SERVICE (US) LLC has approximately 143 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Ramsey Tarik Ali
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Blair Norbert Welch
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Brady Scott Welch
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Robert Allen Joseph Armstrong
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Research
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