Unclaimed Profile

Michael Aaron Cole

CRESSET ASSET MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 6, Series 7, Series 9, Series 10, Series 22, Series 63, Series 66Clean record23 years registeredCRESSET ASSET MANAGEMENT, LLC

444 W. LAKE STREET, CHICAGO, IL 60606CRD# 1262398Firm CRD# 288566

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Aaron Cole · CHICAGO, IL

Registration

CRD #1262398 · CRESSET ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CRESSET ASSET MANAGEMENT, LLC

CRESSET ASSET MANAGEMENT, LLC

Aug 2018 – Jun 2020

San Francisco, CA

U.S. BANCORP INVESTMENTS, INC.

May 2012 – Jul 2018

SAINT PAUL, MN

WELLS FARGO INVESTMENTS, LLC

Apr 2003 – Jul 2010

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 22

Series 63

Series 66

Registration record

First registered · April 14, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CRESSET ASSET MANAGEMENT, LLC

CRD 288566 · SEC 801-110753

AUM

$52.5B

Regulatory assets under management

Employees

402

3,961 client accounts

Services offered by CRESSET ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CRESSET ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Aaron Cole offer?

Michael Aaron Cole specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Michael Aaron Cole's credentials?

Michael Aaron Cole is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Aaron Cole located?

Michael Aaron Cole is based in CHICAGO, Illinois, last registered with CRESSET ASSET MANAGEMENT, LLC.

How does Michael Aaron Cole charge for services?

Michael Aaron Cole's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CRESSET ASSET MANAGEMENT, LLC?

CRESSET ASSET MANAGEMENT, LLC has approximately 402 employees and manages $52.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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