Unclaimed Profile

Matthew Patrick Franz

KKM FINANCIAL LLC·CHICAGO, Illinois

Series 3, Series 6514 years registeredKKM FINANCIAL LLC

141 W. JACKSON, CHICAGO, IL 60604CRD# 5951319Firm CRD# 165136

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Patrick Franz · CHICAGO, IL

Registration

CRD #5951319 · KKM FINANCIAL LLC · 14 years registered

Brand Profile

Not yet started

Career History

EAGLE POINT CAPITAL LLC

Jan 2019 – present

KKM FINANCIAL LLC

Jun 2015 – Dec 2016

CHICAGO, IL

THE STUTLAND VOLATILITY GROUP, LLC

Aug 2012 – Jul 2015

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · August 13, 2012

Years registered · 14

Disclosure History

2015Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KKM FINANCIAL LLC

CRD 165136 · SEC 801-77094

AUM

$333M

Regulatory assets under management

Employees

200 client accounts

Services offered by KKM FINANCIAL LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at KKM FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Patrick Franz offer?

Matthew Patrick Franz specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Matthew Patrick Franz's credentials?

Matthew Patrick Franz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Patrick Franz located?

Matthew Patrick Franz is based in CHICAGO, Illinois, working with KKM FINANCIAL LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Matthew Patrick Franz charge for services?

Matthew Patrick Franz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KKM FINANCIAL LLC?

KKM FINANCIAL LLC has approximately 3 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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