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Leonard Harvey Zacks

ZACKS INVESTMENT MANAGEMENT, INC.·CHICAGO, Illinois
SIE, Series 1, Series 7TO, Series 24, Series 31, Series 40Clean recordZACKS INVESTMENT MANAGEMENT, INC.
10 S. RIVERSIDE PLAZA, CHICAGO, IL 60606CRD# 806891Firm CRD# 110897

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Leonard Harvey Zacks · CHICAGO, IL
Registration
CRD #806891 · ZACKS INVESTMENT MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7TO
Series 24
Series 31
Series 40
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ZACKS INVESTMENT MANAGEMENT, INC.
CRD 110897 · SEC 801-40592
AUM
$10.6B
Regulatory assets under management
Employees
111
11,373 client accounts
Services offered by ZACKS INVESTMENT MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at ZACKS INVESTMENT MANAGEMENT, INC. →
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04

Frequently Asked Questions

What services does Leonard Harvey Zacks offer?
Leonard Harvey Zacks specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Leonard Harvey Zacks's credentials?
Leonard Harvey Zacks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Leonard Harvey Zacks located?
Leonard Harvey Zacks is based in CHICAGO, Illinois, working with ZACKS INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Leonard Harvey Zacks charge for services?
Leonard Harvey Zacks's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ZACKS INVESTMENT MANAGEMENT, INC.?
ZACKS INVESTMENT MANAGEMENT, INC. has approximately 111 employees and manages $10.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ZACKS INVESTMENT MANAGEMENT, INC.

Benjamin Laib Zacks
CHICAGO, IL
Donald Eugene Ralph
CHICAGO, IL
Frank Christopher Lanza
CHICAGO, IL

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Research
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