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Kathryn Lucia Bergin

GENEVA ADVISORS, LLC·CHICAGO, Illinois
Unclaimed Profile
181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 2038636Firm CRD# 121629
01

About

Kathryn Lucia Bergin is a registered financial advisor based in CHICAGO, Illinois, affiliated with GENEVA ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
GENEVA ADVISORS, LLC
GENEVA ADVISORS, LLC
AUM
$7.9B
Regulatory assets under management
Employees
101
Total firm employees
View all advisors at GENEVA ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2038636
Firm CRD# 121629
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathryn Lucia Bergin offer?
Kathryn Lucia Bergin specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Kathryn Lucia Bergin's credentials?
Kathryn Lucia Bergin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathryn Lucia Bergin located?
Kathryn Lucia Bergin is based in CHICAGO, Illinois, working with GENEVA ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Kathryn Lucia Bergin charge for services?
Kathryn Lucia Bergin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GENEVA ADVISORS, LLC?
GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GENEVA ADVISORS, LLC

Daniel Philip Delany
CHICAGO, IL
Robert J. Coulton
CHICAGO, IL
Daniel J. Romanoff
CHICAGO, IL
Gordon C Scott
CHICAGO, IL
Gregg Douglas Anderson
CHICAGO, IL
James Addison Barasa
CHICAGO, IL

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Research
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