Unclaimed Profile

John Phillip Holmes

KAI WEALTH LLC·CHICAGO, Illinois

SIE, Series 3, Series 7TO, Series 24, Series 57TO, Series 62, Series 65, Series 66Clean record1 years registeredKAI WEALTH LLC

401 WEST SUPERIOR STREET, CHICAGO, IL 60654CRD# 4513784Firm CRD# 332136

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Phillip Holmes · CHICAGO, IL

Registration

CRD #4513784 · KAI WEALTH LLC · 1 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Jan 2026 – present

KAI WEALTH LLC

Jan 2025 – May 2025

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7TO

Series 24

Series 57TO

Series 62

Series 65

Series 66

Registration record

First registered · January 3, 2025

Years registered · 1

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KAI WEALTH LLC

CRD 332136 · SEC 801-131183

Employees

Total firm employees

Services offered by KAI WEALTH LLC

Per Form ADV

Selection of other advisers

View all advisors at KAI WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does John Phillip Holmes offer?

John Phillip Holmes specializes in Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are John Phillip Holmes's credentials?

John Phillip Holmes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Phillip Holmes located?

John Phillip Holmes is based in CHICAGO, Illinois, working with KAI WEALTH LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does John Phillip Holmes charge for services?

John Phillip Holmes's firm is compensated through other: no compensation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAI WEALTH LLC?

KAI WEALTH LLC has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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