Unclaimed Profile

John Douglas Harris

MORNINGSTAR INVESTMENT SERVICES LLC·CHICAGO, Illinois

SIE, Series 6, Series 7, Series 24, Series 52, Series 53, Series 63CFPClean record23 years registeredMORNINGSTAR INVESTMENT SERVICES LLC

22 WEST WASHINGTON STREET, CHICAGO, IL 60602-1605CRD# 2629813Firm CRD# 112525

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Douglas Harris · CHICAGO, IL

Registration

CRD #2629813 · MORNINGSTAR INVESTMENT SERVICES LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MORNINGSTAR INVESTMENT SERVICES LLC

ENVESTNET PMC

Aug 2007 – Oct 2021

CHICAGO, IL

NFP SECURITIES, INC.

Oct 2002 – Mar 2004

ADDISON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52

Series 53

Series 63

Registration record

First registered · October 23, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MORNINGSTAR INVESTMENT SERVICES LLC

CRD 112525 · SEC 801-60401

AUM

$12.0B

Regulatory assets under management

Employees

59,686 client accounts

Services offered by MORNINGSTAR INVESTMENT SERVICES LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MORNINGSTAR INVESTMENT SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does John Douglas Harris offer?

John Douglas Harris specializes in Investment Management, Wealth Management.

What are John Douglas Harris's credentials?

John Douglas Harris holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Douglas Harris located?

John Douglas Harris is based in CHICAGO, Illinois, last registered with MORNINGSTAR INVESTMENT SERVICES LLC.

How does John Douglas Harris charge for services?

John Douglas Harris's firm is compensated through percentage of aum, subscription fees, other: aua. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORNINGSTAR INVESTMENT SERVICES LLC?

MORNINGSTAR INVESTMENT SERVICES LLC has approximately 69 employees and manages $12.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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