Unclaimed Profile

James Knox Patrick

ENVESTNET RETIREMENT SOLUTIONS, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 26, Series 66Clean record23 years registeredENVESTNET RETIREMENT SOLUTIONS, LLC

35 EAST WACKER DRIVE, CHICAGO, IL 60601CRD# 2953507Firm CRD# 171570

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Knox Patrick · CHICAGO, IL

Registration

CRD #2953507 · ENVESTNET RETIREMENT SOLUTIONS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ENVESTNET RETIREMENT SOLUTIONS, LLC

ENVESTNET PMC

Oct 2009 – Apr 2021

CHICAGO, IL

ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC

Mar 2003 – Aug 2007

STAMFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 26

Series 66

Registration record

First registered · March 7, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ENVESTNET RETIREMENT SOLUTIONS, LLC

CRD 171570 · SEC 801-79855

AUM

$14.3B

Regulatory assets under management

Employees

4,936 client accounts

Services offered by ENVESTNET RETIREMENT SOLUTIONS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ENVESTNET RETIREMENT SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does James Knox Patrick offer?

James Knox Patrick specializes in Investment Management, Retirement Planning, Wealth Management.

What are James Knox Patrick's credentials?

James Knox Patrick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Knox Patrick located?

James Knox Patrick is based in CHICAGO, Illinois, last registered with ENVESTNET RETIREMENT SOLUTIONS, LLC.

How does James Knox Patrick charge for services?

James Knox Patrick's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENVESTNET RETIREMENT SOLUTIONS, LLC?

ENVESTNET RETIREMENT SOLUTIONS, LLC has approximately 28 employees and manages $14.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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