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James Pierson Erceg

HARBOR CAPITAL ADVISORS, INC.·CHICAGO, Illinois
SIE, Series 7, Series 24Clean recordHARBOR CAPITAL ADVISORS, INC.
111 SOUTH WACKER DRIVE, CHICAGO, IL 60606-4302CRD# 4319310Firm CRD# 113042

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Pierson Erceg · CHICAGO, IL
Registration
CRD #4319310 · HARBOR CAPITAL ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HARBOR CAPITAL ADVISORS, INC.
CRD 113042 · SEC 801-60367
AUM
$50.5B
Regulatory assets under management
Employees
224
13 client accounts
Services offered by HARBOR CAPITAL ADVISORS, INC.
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at HARBOR CAPITAL ADVISORS, INC. →
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04

Frequently Asked Questions

What services does James Pierson Erceg offer?
James Pierson Erceg specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.
What are James Pierson Erceg's credentials?
James Pierson Erceg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Pierson Erceg located?
James Pierson Erceg is based in CHICAGO, Illinois, working with HARBOR CAPITAL ADVISORS, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does James Pierson Erceg charge for services?
James Pierson Erceg's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARBOR CAPITAL ADVISORS, INC.?
HARBOR CAPITAL ADVISORS, INC. has approximately 224 employees and manages $50.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARBOR CAPITAL ADVISORS, INC.

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Gregg Martin Boland
CHICAGO, IL
John Steve Halaby
CHICAGO, IL
Charles Philip Ragusa
CHICAGO, IL
Kristof Marius Gleich
CHICAGO, IL
David Gordon Van Hooser
CHICAGO, IL

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