Unclaimed Profile

James Jonathan Ayers

AYERS CAPITAL, LLC·CHICAGO, Illinois

Series 65Clean record16 years registeredAYERS CAPITAL, LLC

980 N. MICHIGAN AVENUE, CHICAGO, IL 60611CRD# 5722960Firm CRD# 151867

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Jonathan Ayers · CHICAGO, IL

Registration

CRD #5722960 · AYERS CAPITAL, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AYERS CAPITAL, LLC

INTEROCEAN CAPITAL - TN, LLC

Jul 2010 – Nov 2020

PARSONS, TN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 12, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INTEROCEAN CAPITAL - TN, LLC

CRD 151867 · SEC 801-70710

AUM

$116M

Regulatory assets under management

Employees

81 client accounts

Services offered by INTEROCEAN CAPITAL - TN, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEROCEAN CAPITAL - TN, LLC →

Introduction

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Frequently Asked Questions

What services does James Jonathan Ayers offer?

James Jonathan Ayers specializes in Financial Planning, Investment Management, Wealth Management.

What are James Jonathan Ayers's credentials?

James Jonathan Ayers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Jonathan Ayers located?

James Jonathan Ayers is based in CHICAGO, Illinois, last registered with AYERS CAPITAL, LLC.

How does James Jonathan Ayers charge for services?

James Jonathan Ayers's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AYERS CAPITAL, LLC?

AYERS CAPITAL, LLC is a registered investment adviser with the SEC, managing $116M in regulatory assets under management. See their Form ADV for full details.

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