Unclaimed Profile

James Jay Arado

GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC·CHICAGO, Illinois

SIE, Series 000, Series 1, Series 24, Series 41, Series 63, Series 6523 years registeredGENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 6756Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Jay Arado · CHICAGO, IL

Registration

CRD #6756 · GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC

CIBC PRIVATE WEALTH ADVISORS, INC.

Nov 2017 – Jul 2018

Chicago, IL

GENEVA ADVISORS, LLC

Jan 2003 – Sep 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 000

Series 1

Series 24

Series 41

Series 63

Series 65

Registration record

First registered · January 30, 2003

Years registered · 23

Disclosure History

2002Customer Dispute·Denied

1993Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Jay Arado offer?

James Jay Arado specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are James Jay Arado's credentials?

James Jay Arado is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Jay Arado located?

James Jay Arado is based in CHICAGO, Illinois, last registered with GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC.

How does James Jay Arado charge for services?

James Jay Arado's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC?

GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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