Unclaimed Profile

Gregory Leo Schroer

GENEVA ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 6, Series 7, Series 63, Series 65Clean record20 years registeredGENEVA ADVISORS, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 2511018Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Leo Schroer · CHICAGO, IL

Registration

CRD #2511018 · GENEVA ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GENEVA ADVISORS, LLC

ARISTOTLE CAPITAL MANAGEMENT, LLC

Aug 2017 – Jun 2018

CHICAGO, IL

GENEVA ADVISORS, LLC

Sep 2005 – Jun 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 2, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Leo Schroer offer?

Gregory Leo Schroer specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Gregory Leo Schroer's credentials?

Gregory Leo Schroer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Leo Schroer located?

Gregory Leo Schroer is based in CHICAGO, Illinois, last registered with GENEVA ADVISORS, LLC.

How does Gregory Leo Schroer charge for services?

Gregory Leo Schroer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA ADVISORS, LLC?

GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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