Unclaimed Profile

Frederick Emmer Pollock

GROSVENOR CAPITAL MANAGEMENT, L.P.·CHICAGO, Illinois

SIE, Series 7, Series 65Clean record12 years registeredGROSVENOR CAPITAL MANAGEMENT, L.P.

900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL 60611-6558CRD# 5166261Firm CRD# 108654

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frederick Emmer Pollock · CHICAGO, IL

Registration

CRD #5166261 · GROSVENOR CAPITAL MANAGEMENT, L.P. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GROSVENOR CAPITAL MANAGEMENT, L.P.

THE LAURISTON GROUP

Sep 2013 – Dec 2015

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Registration record

First registered · September 23, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GROSVENOR CAPITAL MANAGEMENT, L.P.

CRD 108654 · SEC 801-54965

AUM

$34.6B

Regulatory assets under management

Employees

346

189 client accounts

Services offered by GROSVENOR CAPITAL MANAGEMENT, L.P.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

Nonprofits & Foundations

View all advisors at GROSVENOR CAPITAL MANAGEMENT, L.P. →

Introduction

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Frequently Asked Questions

What services does Frederick Emmer Pollock offer?

Frederick Emmer Pollock specializes in Investment Management, Retirement Planning, Wealth Management.

What are Frederick Emmer Pollock's credentials?

Frederick Emmer Pollock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frederick Emmer Pollock located?

Frederick Emmer Pollock is based in CHICAGO, Illinois, last registered with GROSVENOR CAPITAL MANAGEMENT, L.P..

How does Frederick Emmer Pollock charge for services?

Frederick Emmer Pollock's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GROSVENOR CAPITAL MANAGEMENT, L.P.?

GROSVENOR CAPITAL MANAGEMENT, L.P. has approximately 346 employees and manages $34.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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