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David A Vanfossen

PLYMOUTH ROCK ASSET MANAGEMENT LLC·CHICAGO, Illinois
SIE, Series 7, Series 14, Series 24, Series 63, Series 99TOClean recordPLYMOUTH ROCK ASSET MANAGEMENT LLC
233 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 5619234Firm CRD# 298079

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David A Vanfossen · CHICAGO, IL
Registration
CRD #5619234 · PLYMOUTH ROCK ASSET MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
AARON WEALTH ADVISORS LLC
CRD 298079 · SEC 801-113938
AUM
$2.0B
Regulatory assets under management
Employees
16
1,064 client accounts
Services offered by AARON WEALTH ADVISORS LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at AARON WEALTH ADVISORS LLC →
Introduction

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04

Frequently Asked Questions

What services does David A Vanfossen offer?
David A Vanfossen specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are David A Vanfossen's credentials?
David A Vanfossen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David A Vanfossen located?
David A Vanfossen is based in CHICAGO, Illinois, working with PLYMOUTH ROCK ASSET MANAGEMENT LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does David A Vanfossen charge for services?
David A Vanfossen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PLYMOUTH ROCK ASSET MANAGEMENT LLC?
PLYMOUTH ROCK ASSET MANAGEMENT LLC has approximately 16 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PLYMOUTH ROCK ASSET MANAGEMENT LLC

Gary Evan Hirschberg
CHICAGO, IL
Alexander Eugene Fedynsky
CHICAGO, IL
Jennifer Goff Barry
CHICAGO, IL
CFPCFA
Konstantine William Andrakakos
CHICAGO, IL
CFA

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