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David Matthew Thompson

ADVOCATE INVESTMENT ADVISORS, L.L.C.·CHICAGO, Illinois
Series 3Clean record14 years registeredADVOCATE INVESTMENT ADVISORS, L.L.C.
55 W. MONROE, CHICAGO, IL 60603CRD# 4221116Firm CRD# 118616

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Matthew Thompson · CHICAGO, IL
Registration
CRD #4221116 · ADVOCATE INVESTMENT ADVISORS, L.L.C. · 14 years registered
Brand Profile
Not yet started
01

Career History

THOMPSON CAPITAL MANAGEMENT, LLC
May 2019 – present
KAIZEN ADVISORY, LLC
Jan 2016 – May 2019
WHEATON, IL
ADVOCATE ASSET MANAGEMENT, LLC
Jun 2012 – Jan 2014
CHICAGO, IL
02

Registrations & Exams

FINRA examinations passed
Series 3
Registration record
First registered · June 18, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ADVOCATE INVESTMENT ADVISORS, L.L.C.
CRD 118616 · SEC 801-61001
AUM
$62M
Regulatory assets under management
Employees
1
21 client accounts
Services offered by ADVOCATE INVESTMENT ADVISORS, L.L.C.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at ADVOCATE INVESTMENT ADVISORS, L.L.C. →
Introduction

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05

Frequently Asked Questions

What services does David Matthew Thompson offer?
David Matthew Thompson specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.
What are David Matthew Thompson's credentials?
David Matthew Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Matthew Thompson located?
David Matthew Thompson is based in CHICAGO, Illinois, working with ADVOCATE INVESTMENT ADVISORS, L.L.C.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does David Matthew Thompson charge for services?
David Matthew Thompson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ADVOCATE INVESTMENT ADVISORS, L.L.C.?
ADVOCATE INVESTMENT ADVISORS, L.L.C. has approximately 1 employees and manages $62M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ADVOCATE INVESTMENT ADVISORS, L.L.C.

Michael Anthony Thompson
CHICAGO, IL

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Nearby cities in Illinois
NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)BLOOMINGTON (31)
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Research
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