Unclaimed Profile

David Joseph Spiegel

GLS CAPITAL, LLC·CHICAGO, Illinois

Clean recordGLS CAPITAL, LLC

110 NORTH WACKER DRIVE, CHICAGO, IL 60606-1578CRD# 7028153Firm CRD# 298976

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joseph Spiegel · CHICAGO, IL

Registration

CRD #7028153 · GLS CAPITAL, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

David Joseph Spiegel is a registered financial advisor based in CHICAGO, Illinois, affiliated with GLS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

GLS CAPITAL, LLC

AUM

$428M

Regulatory assets under management

Employees

Total firm employees

View all advisors at GLS CAPITAL, LLC →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 7028153

Firm CRD# 298976

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Frequently Asked Questions

What services does David Joseph Spiegel offer?

David Joseph Spiegel specializes in Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are David Joseph Spiegel's credentials?

David Joseph Spiegel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Joseph Spiegel located?

David Joseph Spiegel is based in CHICAGO, Illinois, working with GLS CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does David Joseph Spiegel charge for services?

David Joseph Spiegel's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLS CAPITAL, LLC?

GLS CAPITAL, LLC has approximately 11 employees and manages $428M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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