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David Edward Neubauer

OWL FINANCE, INC.·CHICAGO, Illinois
Unclaimed Profile
5807 S. WOODLAWN AVE., CHICAGO, IL 60637CRD# 6008503Firm CRD# 159208
01

About

David Edward Neubauer is a registered financial advisor based in CHICAGO, Illinois, affiliated with OWL FINANCE, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
OWL FINANCE, INC.
OWL INVEST
AUM
$40M
Regulatory assets under management
Employees
2
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Market timing services
04

Background

Compensation
Percentage of AUM
Fixed fees
Subscription fees
Regulatory
SEC/IARD CRD# 6008503
Firm CRD# 159208
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Edward Neubauer offer?
David Edward Neubauer specializes in Financial Planning, Investment Management. Contact their office in CHICAGO, Illinois for a consultation.
What are David Edward Neubauer's credentials?
David Edward Neubauer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Edward Neubauer located?
David Edward Neubauer is based in CHICAGO, Illinois, working with OWL FINANCE, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does David Edward Neubauer charge for services?
David Edward Neubauer's firm is compensated through percentage of aum, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OWL FINANCE, INC.?
OWL FINANCE, INC. has approximately 2 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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