Unclaimed Profile

David Lee Hein

QRG CAPITAL MANAGEMENT, INC.·CHICAGO, Illinois

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 53, Series 66Clean record23 years registeredQRG CAPITAL MANAGEMENT, INC.

150 NORTH RIVERSIDE PLAZA , SUITE 2050, CHICAGO, IL 60606CRD# 3223202Firm CRD# 305277

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Hein · CHICAGO, IL

Registration

CRD #3223202 · QRG CAPITAL MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

ENVESTNET PMC

Jul 2017 – present

RAYMOND JAMES & ASSOCIATES, INC.

Apr 2011 – Apr 2014

CHICAGO, IL

HOWE BARNES CAPITAL MANAGEMENT, INC.

Dec 2008 – Dec 2011

CHICAGO, IL

SECURITIES AMERICA ADVISORS, INC.

May 2003 – Mar 2005

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 53

Series 66

Registration record

First registered · May 22, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QRG CAPITAL MANAGEMENT, INC.

CRD 305277 · SEC 801-118081

AUM

$7.6B

Regulatory assets under management

Employees

11,514 client accounts

Services offered by QRG CAPITAL MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at QRG CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does David Lee Hein offer?

David Lee Hein specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are David Lee Hein's credentials?

David Lee Hein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Hein located?

David Lee Hein is based in CHICAGO, Illinois, working with QRG CAPITAL MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does David Lee Hein charge for services?

David Lee Hein's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QRG CAPITAL MANAGEMENT, INC.?

QRG CAPITAL MANAGEMENT, INC. has approximately 16 employees and manages $7.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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