Unclaimed Profile

Daniel Eric Simon

J.H. ELLWOOD & ASSOCIATES, INC.·CHICAGO, Illinois

Clean record21 years registeredJ.H. ELLWOOD & ASSOCIATES, INC.

33 W MONROE, CHICAGO, IL 60603CRD# 4920131Firm CRD# 110781

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Eric Simon · CHICAGO, IL

Registration

CRD #4920131 · J.H. ELLWOOD & ASSOCIATES, INC. · 21 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Nov 2021 – present

ELLWOOD

Mar 2005 – Nov 2021

CHICAGO, IL

Registrations & Exams

Registration record

First registered · March 2, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.H. ELLWOOD & ASSOCIATES, INC.

CRD 110781 · SEC 801-16134

AUM

$1.4B

Regulatory assets under management

Employees

21 client accounts

Services offered by J.H. ELLWOOD & ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at J.H. ELLWOOD & ASSOCIATES, INC. →

Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel Eric Simon offer?

Daniel Eric Simon specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Daniel Eric Simon's credentials?

Daniel Eric Simon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Eric Simon located?

Daniel Eric Simon is based in CHICAGO, Illinois, working with J.H. ELLWOOD & ASSOCIATES, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Daniel Eric Simon charge for services?

Daniel Eric Simon's firm is compensated through percentage of aum, subscription fees, other: % of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.H. ELLWOOD & ASSOCIATES, INC.?

J.H. ELLWOOD & ASSOCIATES, INC. has approximately 56 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →