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Daniel Ernesto Gamba

NORTHERN TRUST INVESTMENTS, INCORPORATED·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 63, Series 99TOClean recordNORTHERN TRUST INVESTMENTS, INCORPORATED
50 S LASALLE STREET, CHICAGO, IL 60603-1008CRD# 4594704Firm CRD# 105780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Ernesto Gamba · CHICAGO, IL
Registration
CRD #4594704 · NORTHERN TRUST INVESTMENTS, INCORPORATED
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD 105780 · SEC 801-33358
AUM
$1016.6B
Regulatory assets under management
Employees
674
41,105 client accounts
Services offered by NORTHERN TRUST INVESTMENTS, INCORPORATED
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
View all advisors at NORTHERN TRUST INVESTMENTS, INCORPORATED →
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Frequently Asked Questions

What services does Daniel Ernesto Gamba offer?
Daniel Ernesto Gamba specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Daniel Ernesto Gamba's credentials?
Daniel Ernesto Gamba is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Ernesto Gamba located?
Daniel Ernesto Gamba is based in CHICAGO, Illinois, working with NORTHERN TRUST INVESTMENTS, INCORPORATED. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Daniel Ernesto Gamba charge for services?
Daniel Ernesto Gamba's firm is compensated through percentage of aum, fixed fees, subscription fees, performance-based fees, other: transition management service fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHERN TRUST INVESTMENTS, INCORPORATED?
NORTHERN TRUST INVESTMENTS, INCORPORATED has approximately 674 employees and manages $1016.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTHERN TRUST INVESTMENTS, INCORPORATED

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CFA
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Lloyd Arno Wennlund
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Maureen Megan Bromwell
CHICAGO, IL

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Research
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