Unclaimed Profile

Colin James Falls

GEOWEALTH MANAGEMENT LLC·CHICAGO, Illinois

Series 65Clean record16 years registeredGEOWEALTH MANAGEMENT LLC

444 N. MICHIGAN AVENUE, CHICAGO, IL 60611CRD# 5742290Firm CRD# 148222

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colin James Falls · CHICAGO, IL

Registration

CRD #5742290 · GEOWEALTH MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

GEOWEALTH MANAGEMENT LLC

Nov 2014 – present

FRONTIER WEALTH MANAGEMENT, LLC

Feb 2010 – Sep 2014

LEAWOOD, KS

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 24, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GEOWEALTH MANAGEMENT LLC

CRD 148222 · SEC 801-71114

AUM

$12.3B

Regulatory assets under management

Employees

74,593 client accounts

Services offered by GEOWEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at GEOWEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Colin James Falls offer?

Colin James Falls specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Colin James Falls's credentials?

Colin James Falls is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colin James Falls located?

Colin James Falls is based in CHICAGO, Illinois, working with GEOWEALTH MANAGEMENT LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Colin James Falls charge for services?

Colin James Falls's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GEOWEALTH MANAGEMENT LLC?

GEOWEALTH MANAGEMENT LLC has approximately 60 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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