Unclaimed Profile

Bruce Joseph Simpson

MAINSTREET INVESTMENT ADVISORS LLC·CHICAGO, Illinois

Series 7, Series 16, Series 63, Series 65, Series 87Clean record16 years registeredMAINSTREET INVESTMENT ADVISORS LLC

120 N. LASALLE STREET, CHICAGO, IL 60602-2424CRD# 2968407Firm CRD# 146615

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Joseph Simpson · CHICAGO, IL

Registration

CRD #2968407 · MAINSTREET INVESTMENT ADVISORS LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MAINSTREET INVESTMENT ADVISORS LLC

MAINSTREET ADVISORS

Apr 2014 – Apr 2026

CHICAGO, IL

GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC

Jul 2012 – Feb 2014

CHICAGO, IL

WILLIAM BLAIR & COMPANY L.L.C.

Dec 2009 – Dec 2010

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 16

Series 63

Series 65

Series 87

Registration record

First registered · December 3, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAINSTREET INVESTMENT ADVISORS LLC

CRD 146615 · SEC 801-68930

AUM

$5.1B

Regulatory assets under management

Employees

5,866 client accounts

Services offered by MAINSTREET INVESTMENT ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MAINSTREET INVESTMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Bruce Joseph Simpson offer?

Bruce Joseph Simpson specializes in Investment Management, Wealth Management.

What are Bruce Joseph Simpson's credentials?

Bruce Joseph Simpson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Joseph Simpson located?

Bruce Joseph Simpson is based in CHICAGO, Illinois, last registered with MAINSTREET INVESTMENT ADVISORS LLC.

How does Bruce Joseph Simpson charge for services?

Bruce Joseph Simpson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAINSTREET INVESTMENT ADVISORS LLC?

MAINSTREET INVESTMENT ADVISORS LLC has approximately 18 employees and manages $5.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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