Unclaimed Profile

Benjamin Thomas Fulton

ELKHORN INVESTMENTS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 24, Series 30, Series 63, Series 66Clean record12 years registeredELKHORN INVESTMENTS, LLC

845 W WASHINGTON BLVD, CHICAGO, IL 60607CRD# 1520661Firm CRD# 168198

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Thomas Fulton · CHICAGO, IL

Registration

CRD #1520661 · ELKHORN INVESTMENTS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ELKHORN INVESTMENTS, LLC

OPTIMAL ASSET MANAGEMENT, INC.

Apr 2021 – Feb 2022

Park City, UT

ELKHORN INVESTMENTS

Feb 2014 – Dec 2018

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 30

Series 63

Series 66

Registration record

First registered · February 21, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ELKHORN INVESTMENTS, LLC

CRD 168198 · SEC 801-78482

AUM

$238M

Regulatory assets under management

Employees

5 client accounts

Services offered by ELKHORN INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at ELKHORN INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Benjamin Thomas Fulton offer?

Benjamin Thomas Fulton specializes in Investment Management, Retirement Planning, Wealth Management.

What are Benjamin Thomas Fulton's credentials?

Benjamin Thomas Fulton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Thomas Fulton located?

Benjamin Thomas Fulton is based in CHICAGO, Illinois, last registered with ELKHORN INVESTMENTS, LLC.

How does Benjamin Thomas Fulton charge for services?

Benjamin Thomas Fulton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELKHORN INVESTMENTS, LLC?

ELKHORN INVESTMENTS, LLC has approximately 5 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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