Unclaimed Profile

Anil K. Thomas

GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC·CHICAGO, Illinois

SIE, Series 7, Series 63, Series 65Clean record18 years registeredGENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 5477570Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anil K. Thomas · CHICAGO, IL

Registration

CRD #5477570 · GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC · 18 years registered

Brand Profile

Not yet started

Career History

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

Aug 2024 – present

KENNEDY CAPITAL MANAGEMENT

Jul 2020 – Jul 2024

St. Louis, MO

GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC

Jan 2008 – Jul 2013

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 15, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

Speak with Anil

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Anil is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Anil K. Thomas offer?

Anil K. Thomas specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Anil K. Thomas's credentials?

Anil K. Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anil K. Thomas located?

Anil K. Thomas is based in CHICAGO, Illinois, working with GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Anil K. Thomas charge for services?

Anil K. Thomas's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC?

GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →