Unclaimed Profile

Andrew Scott Cupps

CUPPS CAPITAL MANAGEMENT, LLC·CHICAGO, Illinois

Series 3, Series 7, Series 30, Series 63, Series 65Clean record25 years registeredCUPPS CAPITAL MANAGEMENT, LLC

300 NORTH LASALLE BOULEVARD, CHICAGO, IL 60654CRD# 1720505Firm CRD# 109865

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Scott Cupps · CHICAGO, IL

Registration

CRD #1720505 · CUPPS CAPITAL MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CUPPS CAPITAL MANAGEMENT, LLC

ADVISORY RESEARCH INC

Nov 2016 – Mar 2024

CHICAGO, IL

CUPPS CAPITAL MANAGEMENT, LLC

Mar 2001 – Oct 2016

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 30

Series 63

Series 65

Registration record

First registered · March 23, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CUPPS CAPITAL MANAGEMENT, LLC

CRD 109865 · SEC 801-60017

AUM

$810M

Regulatory assets under management

Employees

35 client accounts

Services offered by CUPPS CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at CUPPS CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Scott Cupps offer?

Andrew Scott Cupps specializes in Investment Management, Retirement Planning, Wealth Management.

What are Andrew Scott Cupps's credentials?

Andrew Scott Cupps is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Scott Cupps located?

Andrew Scott Cupps is based in CHICAGO, Illinois, last registered with CUPPS CAPITAL MANAGEMENT, LLC.

How does Andrew Scott Cupps charge for services?

Andrew Scott Cupps's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CUPPS CAPITAL MANAGEMENT, LLC?

CUPPS CAPITAL MANAGEMENT, LLC has approximately 11 employees and manages $810M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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