Unclaimed Profile

Catherine Lynne Allen

GUTHOFF FINANCIAL CONSULTANTS, INC.·BLOOMINGTON, Illinois

Series 65Clean record25 years registeredGUTHOFF FINANCIAL CONSULTANTS, INC.

2710 E. LINCOLN, BLOOMINGTON, IL 61704CRD# 4602331Firm CRD# 123569

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Lynne Allen · BLOOMINGTON, IL

Registration

CRD #4602331 · GUTHOFF FINANCIAL CONSULTANTS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GUTHOFF FINANCIAL CONSULTANTS, INC.

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Apr 2016 – Jan 2018

Bloomington, IL

GUTHOFF FINANCIAL CONSULTANTS, INC.

Mar 2001 – Apr 2016

BLOOMINGTON, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 8, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUTHOFF FINANCIAL CONSULTANTS, INC.

CRD 123569 · SEC 801-62768

AUM

$57M

Regulatory assets under management

Employees

294 client accounts

Services offered by GUTHOFF FINANCIAL CONSULTANTS, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GUTHOFF FINANCIAL CONSULTANTS, INC. →

Introduction

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Frequently Asked Questions

What services does Catherine Lynne Allen offer?

Catherine Lynne Allen specializes in Investment Management, Fee-Only Advisory.

What are Catherine Lynne Allen's credentials?

Catherine Lynne Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Lynne Allen located?

Catherine Lynne Allen is based in BLOOMINGTON, Illinois, last registered with GUTHOFF FINANCIAL CONSULTANTS, INC..

How does Catherine Lynne Allen charge for services?

Catherine Lynne Allen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUTHOFF FINANCIAL CONSULTANTS, INC.?

GUTHOFF FINANCIAL CONSULTANTS, INC. has approximately 1 employees and manages $57M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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