Unclaimed Profile

Richard A. Gartelmann

RIVER STREET ADVISORS, LLC·AURORA, Illinois

SIE, Series 7, Series 63, Series 65, Series 86, Series 87Clean record25 years registeredRIVER STREET ADVISORS, LLC

37 S. RIVER STREET, AURORA, IL 60506CRD# 2611847Firm CRD# 153537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard A. Gartelmann · AURORA, IL

Registration

CRD #2611847 · RIVER STREET ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

RIVER STREET ADVISORS, LLC

Dec 2011 – present

LPL FINANCIAL LLC

Jan 2015 – Mar 2016

AURORA, IL

LPL FINANCIAL LLC

Oct 2011 – Jan 2013

AURORA, IL

GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC

Feb 2010 – Jun 2012

CHICAGO, IL

LPL FINANCIAL CORPORATION

Feb 2007 – Feb 2010

LISLE, IL

FELDMAN SECURITIES GROUP LLC

Feb 2004 – Jan 2007

CHICAGO, IL

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Feb 2001 – Jan 2004

BLUE ISLAND, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · February 14, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RIVER STREET ADVISORS, LLC

CRD 153537 · SEC 801-119750

AUM

$316M

Regulatory assets under management

Employees

754 client accounts

Services offered by RIVER STREET ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RIVER STREET ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard A. Gartelmann offer?

Richard A. Gartelmann specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AURORA, Illinois for a consultation.

What are Richard A. Gartelmann's credentials?

Richard A. Gartelmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard A. Gartelmann located?

Richard A. Gartelmann is based in AURORA, Illinois, working with RIVER STREET ADVISORS, LLC. Their office serves clients in the AURORA metropolitan area and surrounding communities.

How does Richard A. Gartelmann charge for services?

Richard A. Gartelmann's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIVER STREET ADVISORS, LLC?

RIVER STREET ADVISORS, LLC has approximately 12 employees and manages $316M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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