Unclaimed Profile

Susie Lau Ing

YIM INVESTMENT MANAGEMENT, LLC·HONOLULU, Hawaii

SIE, Series 6, Series 7, Series 63, Series 65Clean record26 years registeredYIM INVESTMENT MANAGEMENT, LLC

1950 YOUNG STREET SUITE 288, HONOLULU, HI 96826-2150CRD# 1179535Firm CRD# 136984

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susie Lau Ing · HONOLULU, HI

Registration

CRD #1179535 · YIM INVESTMENT MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: YIM INVESTMENT MANAGEMENT, LLC

YIM INVESTMENT MANAGEMENT, LLC

Dec 2005 – Dec 2022

HONOLULU, HI

RAYMOND JAMES FINANCIAL SERVICES

Nov 1999 – Sep 2005

HONOLULU, HI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 2, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

YIM INVESTMENT MANAGEMENT, LLC

CRD 136984 · SEC 801-64818

AUM

$242M

Regulatory assets under management

Employees

1,456 client accounts

Services offered by YIM INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at YIM INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Susie Lau Ing offer?

Susie Lau Ing specializes in Financial Planning, Investment Management, Wealth Management.

What are Susie Lau Ing's credentials?

Susie Lau Ing is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susie Lau Ing located?

Susie Lau Ing is based in HONOLULU, Hawaii, last registered with YIM INVESTMENT MANAGEMENT, LLC.

How does Susie Lau Ing charge for services?

Susie Lau Ing's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is YIM INVESTMENT MANAGEMENT, LLC?

YIM INVESTMENT MANAGEMENT, LLC has approximately 6 employees and manages $242M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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