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Neil T. Rose

REGENCY CAPITAL MANAGEMENT INC.·HONOLULU, Hawaii
Unclaimed Profile
1001 BISHOP STREET, HONOLULU, HI 96813CRD# 4629568Firm CRD# 312435
01

About

Neil T. Rose is a registered financial advisor based in HONOLULU, Hawaii, affiliated with REGENCY CAPITAL MANAGEMENT INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
REGENCY CAPITAL MANAGEMENT INC.
REGENCY CAPITAL MANAGEMENT INC.
AUM
$279M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at REGENCY CAPITAL MANAGEMENT INC. →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4629568
Firm CRD# 312435
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Neil T. Rose offer?
Neil T. Rose specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in HONOLULU, Hawaii for a consultation.
What are Neil T. Rose's credentials?
Neil T. Rose is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neil T. Rose located?
Neil T. Rose is based in HONOLULU, Hawaii, working with REGENCY CAPITAL MANAGEMENT INC.. Their office serves clients in the HONOLULU metropolitan area and surrounding communities.
How does Neil T. Rose charge for services?
Neil T. Rose's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REGENCY CAPITAL MANAGEMENT INC.?
REGENCY CAPITAL MANAGEMENT INC. has approximately 4 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in HONOLULU
Nels Alan Lundgren — SERVCO PACIFIC CAPITAL, LLCMatthew Janopaul — SERVCO PACIFIC CAPITAL, LLCHarlan Joseph Cadinha — CADINHA & CO LLCKaleialoha Kathleen Cadinha-Pua'a — CADINHA & CO LLCKenneth Lee Miller — BISHOP STREET CAPITAL MANAGEMENT CORP
Nearby cities in Hawaii
KAILUA-KONA (3)PUKALAMI (2)KULA (1)KIHEI (1)
City Guides
KAILUA-KONA GuidePUKALAMI GuideKULA GuideKIHEI Guide
Research
Advisor Fees in HawaiiNational Fee Analysis
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