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REGENCY CAPITAL MANAGEMENT INC.
REGENCY CAPITAL MANAGEMENT INC.
HONOLULU, Hawaii
·
2 registered advisors
·
CRD# 312435
SEC# 801-120277
1
808-451-3193
01
Firm Overview
AUM
$279M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
04
Advisors at REGENCY CAPITAL MANAGEMENT INC.
2 registered advisors
Arthur Jacques Mallet
HONOLULU, Hawaii
CRD# 4981263
Neil T. Rose
HONOLULU, Hawaii
CRD# 4629568
05
Office Locations
HONOLULU, Hawaii
2 advisors
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Data sourced from SEC Form ADV filings. REGENCY CAPITAL MANAGEMENT INC. (CRD# 312435) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.