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Arthur Jacques Mallet

REGENCY CAPITAL MANAGEMENT INC.·HONOLULU, Hawaii
Unclaimed Profile
1001 BISHOP STREET, HONOLULU, HI 96813CRD# 4981263Firm CRD# 312435
01

About

Arthur Jacques Mallet is a registered financial advisor based in HONOLULU, Hawaii, affiliated with REGENCY CAPITAL MANAGEMENT INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
REGENCY CAPITAL MANAGEMENT INC.
REGENCY CAPITAL MANAGEMENT INC.
AUM
$279M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at REGENCY CAPITAL MANAGEMENT INC. →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4981263
Firm CRD# 312435
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Arthur Jacques Mallet offer?
Arthur Jacques Mallet specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in HONOLULU, Hawaii for a consultation.
What are Arthur Jacques Mallet's credentials?
Arthur Jacques Mallet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Arthur Jacques Mallet located?
Arthur Jacques Mallet is based in HONOLULU, Hawaii, working with REGENCY CAPITAL MANAGEMENT INC.. Their office serves clients in the HONOLULU metropolitan area and surrounding communities.
How does Arthur Jacques Mallet charge for services?
Arthur Jacques Mallet's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REGENCY CAPITAL MANAGEMENT INC.?
REGENCY CAPITAL MANAGEMENT INC. has approximately 4 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in HONOLULU
Nels Alan Lundgren — SERVCO PACIFIC CAPITAL, LLCMatthew Janopaul — SERVCO PACIFIC CAPITAL, LLCHarlan Joseph Cadinha — CADINHA & CO LLCKaleialoha Kathleen Cadinha-Pua'a — CADINHA & CO LLCKenneth Lee Miller — BISHOP STREET CAPITAL MANAGEMENT CORP
Nearby cities in Hawaii
KAILUA-KONA (3)PUKALAMI (2)KULA (1)KIHEI (1)
City Guides
KAILUA-KONA GuidePUKALAMI GuideKULA GuideKIHEI Guide
Research
Advisor Fees in HawaiiNational Fee Analysis
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