Unclaimed Profile

Oscar Emerson Ham

SOUND VIEW WEALTH ADVISORS GROUP, LLC·SAVANNAH, Georgia

SIE, Series 7, Series 63, Series 65CFPClean record27 years registeredSOUND VIEW WEALTH ADVISORS GROUP, LLC

1 SKIDAWAY VILLAGE WALK, SAVANNAH, GA 31411CRD# 2194817Firm CRD# 300927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Oscar Emerson Ham · SAVANNAH, GA

Registration

CRD #2194817 · SOUND VIEW WEALTH ADVISORS GROUP, LLC · 27 years registered

Brand Profile

Not yet started

Career History

SOUND VIEW WEALTH ADVISORS GROUP, LLC

Apr 2019 – present

SOUND VIEW WEALTH ADVISORS, LLC

Jan 2019 – Apr 2019

Savannah, GA

SOUND VIEW WEALTH ADVISORS, LLC

Mar 2018 – Dec 2018

Savannah, GA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 1999 – Apr 2018

SAVANNAH, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 13, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUND VIEW WEALTH ADVISORS GROUP, LLC

CRD 300927 · SEC 801-114892

AUM

$1.6B

Regulatory assets under management

Employees

2,625 client accounts

Services offered by SOUND VIEW WEALTH ADVISORS GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SOUND VIEW WEALTH ADVISORS GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Oscar Emerson Ham offer?

Oscar Emerson Ham specializes in Financial Planning, Investment Management. Contact their office in SAVANNAH, Georgia for a consultation.

What are Oscar Emerson Ham's credentials?

Oscar Emerson Ham holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Oscar Emerson Ham located?

Oscar Emerson Ham is based in SAVANNAH, Georgia, working with SOUND VIEW WEALTH ADVISORS GROUP, LLC. Their office serves clients in the SAVANNAH metropolitan area and surrounding communities.

How does Oscar Emerson Ham charge for services?

Oscar Emerson Ham's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing on eligible credit and cash management solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUND VIEW WEALTH ADVISORS GROUP, LLC?

SOUND VIEW WEALTH ADVISORS GROUP, LLC has approximately 17 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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