Unclaimed Profile

Norman Douglas Shirley

COMMONWEALTH FINANCIAL PLANNERS INC·ROSWELL, Georgia

SIE, Series 7, Series 24, Series 51, Series 63CFP23 years registeredCOMMONWEALTH FINANCIAL PLANNERS INC

1033 CANTON STREET, ROSWELL, GA 30075CRD# 734155Firm CRD# 106831

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Norman Douglas Shirley · ROSWELL, GA

Registration

CRD #734155 · COMMONWEALTH FINANCIAL PLANNERS INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMMONWEALTH FINANCIAL PLANNERS INC

COMMONWEALTH FINANCIAL PLANNERS INC

Apr 2003 – Nov 2019

ROSWELL, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · April 22, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

2005Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMMONWEALTH FINANCIAL PLANNERS INC

CRD 106831 · SEC 801-112991

AUM

$180M

Regulatory assets under management

Employees

311 client accounts

Services offered by COMMONWEALTH FINANCIAL PLANNERS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMMONWEALTH FINANCIAL PLANNERS INC →

Introduction

Speak with Norman

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Norman is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROSWELL?

Browse all registered financial advisors in ROSWELL, Georgia or claim this profile if it's yours.

Browse ROSWELL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Norman Douglas Shirley offer?

Norman Douglas Shirley specializes in Financial Planning, Investment Management.

What are Norman Douglas Shirley's credentials?

Norman Douglas Shirley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Norman Douglas Shirley located?

Norman Douglas Shirley is based in ROSWELL, Georgia, last registered with COMMONWEALTH FINANCIAL PLANNERS INC.

How does Norman Douglas Shirley charge for services?

Norman Douglas Shirley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH FINANCIAL PLANNERS INC?

COMMONWEALTH FINANCIAL PLANNERS INC has approximately 4 employees and manages $180M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →