Unclaimed Profile

Charles Joseph Costa

PROFESSIONAL PLANNING ADVISORS, LLC·ROSWELL, Georgia

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record18 years registeredPROFESSIONAL PLANNING ADVISORS, LLC

500 COLONIAL CENTER PARKWAY, ROSWELL, GA 30076CRD# 1084949Firm CRD# 126471

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Joseph Costa · ROSWELL, GA

Registration

CRD #1084949 · PROFESSIONAL PLANNING ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CONCURRENT INVESTMENT ADVISORS, LLC

Oct 2023 – present

LUMATURE WEALTH PARTNERS, LLC

Jun 2020 – Nov 2023

ALPHARETTA, GA

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

Jun 2013 – Jun 2020

ALPHARETTA, GA

PROFESSIONAL PLANNING ADVISORS,LLC

Oct 2007 – Nov 2013

ROSWELL, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 15, 2007

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROFESSIONAL PLANNING ADVISORS, LLC

CRD 126471 · SEC 801-62413

AUM

$146M

Regulatory assets under management

Employees

561 client accounts

Services offered by PROFESSIONAL PLANNING ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROFESSIONAL PLANNING ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Joseph Costa offer?

Charles Joseph Costa specializes in Financial Planning, Investment Management. Contact their office in ROSWELL, Georgia for a consultation.

What are Charles Joseph Costa's credentials?

Charles Joseph Costa holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Joseph Costa located?

Charles Joseph Costa is based in ROSWELL, Georgia, working with PROFESSIONAL PLANNING ADVISORS, LLC. Their office serves clients in the ROSWELL metropolitan area and surrounding communities.

How does Charles Joseph Costa charge for services?

Charles Joseph Costa's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROFESSIONAL PLANNING ADVISORS, LLC?

PROFESSIONAL PLANNING ADVISORS, LLC has approximately 4 employees and manages $146M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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