Unclaimed Profile

Kari M March

ROKA WEALTH STRATEGISTS, LLC·ROSWELL, Georgia

SIE, Series 4, Series 7, Series 24, Series 31, Series 63, Series 6523 years registeredROKA WEALTH STRATEGISTS, LLC

1901 MACY DRIVE, ROSWELL, GA 30076CRD# 4021533Firm CRD# 143560

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kari M March · ROSWELL, GA

Registration

CRD #4021533 · ROKA WEALTH STRATEGISTS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROKA WEALTH STRATEGISTS, LLC

ROKA WEALTH STRATEGISTS

Apr 2020 – Dec 2024

ROSWELL, GA

REALTA INVESTMENT ADVISORS, INC

Jun 2019 – Apr 2024

ROSWELL, GA

ROKA WEALTH STRATEGISTS

Jul 2007 – Dec 2019

ROSWELL, GA

TRIAD ADVISORS, INC.

Jul 2006 – Jul 2007

ROSWELL, GA

H&R BLOCK FINANCIAL ADVISORS, INC.

Jun 2003 – Jul 2006

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · June 30, 2003

Years registered · 23

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROKA WEALTH STRATEGISTS, LLC

CRD 143560 · SEC 801-67915

AUM

$48M

Regulatory assets under management

Employees

321 client accounts

Services offered by ROKA WEALTH STRATEGISTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROKA WEALTH STRATEGISTS, LLC →

Introduction

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Frequently Asked Questions

What services does Kari M March offer?

Kari M March specializes in Financial Planning, Investment Management, Wealth Management.

What are Kari M March's credentials?

Kari M March is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kari M March located?

Kari M March is based in ROSWELL, Georgia, last registered with ROKA WEALTH STRATEGISTS, LLC.

How does Kari M March charge for services?

Kari M March's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROKA WEALTH STRATEGISTS, LLC?

ROKA WEALTH STRATEGISTS, LLC has approximately 1 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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