Unclaimed Profile

Jerry Scott Swiney

PARK SQUARE FINANCIAL GROUP, LLC·ROSWELL, Georgia

SIE, Series 7, Series 24, Series 66CFP25 years registeredPARK SQUARE FINANCIAL GROUP, LLC

55 PARK SQUARE, ROSWELL, GA 30075CRD# 4312698Firm CRD# 332268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jerry Scott Swiney · ROSWELL, GA

Registration

CRD #4312698 · PARK SQUARE FINANCIAL GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

PARK SQUARE FINANCIAL GROUP LLC

Sep 2024 – present

CSENGE ADVISORY GROUP, LLC

Sep 2019 – Sep 2024

Hoover, AL

FSC SECURITIES CORPORATION

May 2016 – Sep 2019

BIRMINGHAM, AL

SIGNATOR INVESTORS, INC.

May 2016 – May 2016

HOOVER, AL

TRANSAMERICA FINANCIAL ADVISORS, INC.

Sep 2010 – May 2016

HOOVER, AL

AXA ADVISORS, LLC

Apr 2001 – Oct 2010

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · April 27, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

2026Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PARK SQUARE FINANCIAL GROUP, LLC

CRD 332268 · SEC 801-131121

AUM

$108M

Regulatory assets under management

Employees

409 client accounts

Services offered by PARK SQUARE FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PARK SQUARE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Jerry Scott Swiney offer?

Jerry Scott Swiney specializes in Financial Planning, Investment Management. Contact their office in ROSWELL, Georgia for a consultation.

What are Jerry Scott Swiney's credentials?

Jerry Scott Swiney holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jerry Scott Swiney located?

Jerry Scott Swiney is based in ROSWELL, Georgia, working with PARK SQUARE FINANCIAL GROUP, LLC. Their office serves clients in the ROSWELL metropolitan area and surrounding communities.

How does Jerry Scott Swiney charge for services?

Jerry Scott Swiney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARK SQUARE FINANCIAL GROUP, LLC?

PARK SQUARE FINANCIAL GROUP, LLC has approximately 8 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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