Unclaimed Profile

Casey Dominic Sullivan

ASHWORTH SULLIVAN WEALTH ADVISORS LLC·MILTON, Georgia

SIE, Series 7, Series 24, Series 66, Series 99TO22 years registeredASHWORTH SULLIVAN WEALTH ADVISORS LLC

12655 BIRMINGHAM HWY, MILTON, GA 30004CRD# 4763464Firm CRD# 150008

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Casey Dominic Sullivan · MILTON, GA

Registration

CRD #4763464 · ASHWORTH SULLIVAN WEALTH ADVISORS LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASHWORTH SULLIVAN WEALTH ADVISORS LLC

ASHWORTH SULLIVAN WEALTH ADVISORS LLC

Jul 2009 – Nov 2022

MILTON, GA

TRIAD ADVISORS, INC.

Apr 2009 – Oct 2009

ALPHARETTA, GA

LPL FINANCIAL CORPORATION

May 2007 – Apr 2009

ALPHARETTA, GA

MORGAN KEEGAN & COMPANY, INC.

Apr 2004 – Jun 2007

ALPHARETTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · April 30, 2004

Years registered · 22

Disclosure History

2009Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BLUECHIP WEALTH ADVISORS LLC

CRD 150008 · SEC 801-115105

AUM

$485M

Regulatory assets under management

Employees

1,049 client accounts

Services offered by BLUECHIP WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BLUECHIP WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Casey Dominic Sullivan offer?

Casey Dominic Sullivan specializes in Financial Planning, Investment Management, Wealth Management.

What are Casey Dominic Sullivan's credentials?

Casey Dominic Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Casey Dominic Sullivan located?

Casey Dominic Sullivan is based in MILTON, Georgia, last registered with ASHWORTH SULLIVAN WEALTH ADVISORS LLC.

How does Casey Dominic Sullivan charge for services?

Casey Dominic Sullivan's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASHWORTH SULLIVAN WEALTH ADVISORS LLC?

ASHWORTH SULLIVAN WEALTH ADVISORS LLC has approximately 8 employees and manages $485M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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