Unclaimed Profile

William Samuel Allen

SENTARA CAPITAL LLC·MARIETTA, Georgia

Series 7, Series 66Clean record19 years registeredSENTARA CAPITAL LLC

3225 SHALLOWFORD ROAD NE, MARIETTA, GA 30062CRD# 3103398Firm CRD# 161132

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Samuel Allen · MARIETTA, GA

Registration

CRD #3103398 · SENTARA CAPITAL LLC · 19 years registered

Brand Profile

Not yet started

Career History

SENTARA CAPITAL

May 2012 – present

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

Feb 2008 – Dec 2012

MARIETTA, GA

INDEPENDENT ADVISERS GROUP CORP

Jul 2007 – Feb 2008

MARIETTA, GA

JEFFERSON PILOT SECURITIES CORP

Jul 2007 – Feb 2008

MARIETTA, GA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · July 9, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SENTARA CAPITAL LLC

CRD 161132 · SEC 801-119758

AUM

$132M

Regulatory assets under management

Employees

718 client accounts

Services offered by SENTARA CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SENTARA CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does William Samuel Allen offer?

William Samuel Allen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MARIETTA, Georgia for a consultation.

What are William Samuel Allen's credentials?

William Samuel Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Samuel Allen located?

William Samuel Allen is based in MARIETTA, Georgia, working with SENTARA CAPITAL LLC. Their office serves clients in the MARIETTA metropolitan area and surrounding communities.

How does William Samuel Allen charge for services?

William Samuel Allen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SENTARA CAPITAL LLC?

SENTARA CAPITAL LLC has approximately 3 employees and manages $132M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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